Forward Looking Regulation

The Bank of England and FSA have announced a new more forward looking approach to Bank regulation.

The joint paper The Bank of England, Prudential Regulation Authority – Our approach to banking supervision sets out the current thinking on how the future Prudential Regulation Authority (PRA) will approach the supervision of banks, building societies, credit unions and investment firms.

Hector Sants, FSA chief executive and PRA chief executive designate, said:

“The PRA’s purpose is fundamentally different from that of previous regulatory regimes and will lead to a significantly different model of supervision to that which was in use pre-2007. In designing this new model we have incorporated both the lessons learned from the last financial crisis and those from firm failures of the past.

“The new regulatory model will be based on forward looking judgements and will be underpinned by the fact that the PRA has a single objective to promote the stability of the UK financial system and in consequence will be a very focused organisation. The new supervisory approach will build on the more intensive approach adopted by the FSA since the crisis.”

ALM Good Practices Seminar

ALMIS® International ALM Good Practices seminar was attended by industry experts, regulators, and representatives from over 40 Banks and Building Societies.

This seminar explored how to make ALCO more effective in small and medium sized banking institutions, and addressed specific areas such as:

  • Interest rate risk in the banking book

  • Making ALM more forward looking

  • FSA perspective

ALMIS® International also released their findings from extensive research into the ALM Good Practices at small and medium sized banks.

Some of the feedback from the seminar was that the range of speakers and particularly the FSA input on theri thinking on this area was particularly beneficial.

Our expert speakers are:

Joe Di Rollo

– Director and Founder, ALMIS® International Limited

William Webster

– Director, Barbican Consulting Limited

Jonathan Pyzer

– Treasury expert, FSA Retail Firms Division